Additional Important Non-U.S. Disclaimers
SECTIONS
SECTIONS
SECTIONS
Notice to EEA & UK Residents
TO THE EXTENT THAT THIS PRESENTATION IS DISTRIBUTED IN THE EUROPEAN ECONOMIC AREA (THE “EEA”) OR THE UNITED KINGDOM (THE “UK”) OR TO RECIPIENTS WHO ARE DOMICILED OR LOCATED IN THE EEA OR THE UK, IT IS LIMITED TO PROFESSIONAL INVESTORS THAT QUALIFY AS PROFESSIONAL CLIENTS WITHIN THE MEANING OF ANNEX II OF THE EU MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE 2014/65/EU, AS SUBSEQUENTLY AMENDED (“MIFID II”) AND TO PERSONS TO WHOM THIS COMMUNICATION CAN OTHERWISE LAWFULLY BE MADE.
IN THE EUROPEAN ECONOMIC AREA ("EEA”) THIS COMMUNICATION IS ISSUED BY APOLLO INVESTMENT MANAGEMENT EUROPE (LUXEMBOURG) S.A R.L. (“AIME”), WHICH IS SUPERVISED BY THE COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER. APOLLO CAPITAL SOLUTIONS EUROPE B.V. (“ACSE”), IS AUTHORISED AND REGULATED BY THE FINANCIAL REGULATOR IN THE NETHERLANDS, THE AUTORITEIT FINANCIËLE MARKTEN. IN THE UNITED KINGDOM (“UK”), THIS COMMUNICATION IS ISSUED BY APOLLO MANAGEMENT INTERNATIONAL LLP (“AMI”), WHICH IS AUTHORIZED AND REGULATED BY THE UK FINANCIAL CONDUCT AUTHORITY. APOLLO CREDIT MANAGEMENT INTERNATIONAL LIMITED (“ACMI”) IS AN APPOINTED REPRESENTATIVE OF AMI.
NO APOLLO ENTITY REFERRED TO ABOVE ACTS FOR YOU AND THEY ARE NOT RESPONSIBLE FOR PROVIDING YOU WITH THE PROTECTIONS AFFORDED TO THEIR CLIENTS. IN PARTICULAR, THEY WILL NOT PROVIDE YOU WITH ANY INVESTMENT ADVICE. NO REPRESENTATIVE OF THE APOLLO ENTITIES IS PERMITTED TO LEAD YOU TO BELIEVE OTHERWISE. YOU SHOULD TAKE YOUR OWN INDEPENDENT LEGAL, TAX AND FINANCE ADVICE.
THIS DOCUMENT AND ITS CONTENTS ARE CONFIDENTIAL AND MAY NOT BE REPRODUCED, REDISTRIBUTED OR PASSED ON, DIRECTLY OR INDIRECTLY, TO ANY OTHER PERSON OR PUBLISHED IN WHOLE, OR IN PART, FOR ANY PURPOSE AND IT IS INTENDED FOR DISTRIBUTION IN THE UK ONLY TO: (I) PERSONS WHO HAVE PROFESSIONAL EXPERIENCE IN MATTERS RELATING TO INVESTMENTS FALLING WITHIN ARTICLE 19(5) OF THE FINANCIAL SERVICE AND MARKETS ACT 2000 (FINANCIAL PROMOTIONS) ORDER 2005, AS AMENDED (THE “ORDER”); (II) HIGH NET WORTH ENTITIES FALLING WITHIN ARTICLE 49(2) OF THE ORDER; OR (III) THOSE PERSONS TO WHOM IT CAN OTHERWISE LAWFULLY BE DISTRIBUTED.
THE EU ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE AS IMPLEMENTED (THE “AIFMD”) REGULATES THE ACTIVITIES OF CERTAIN PRIVATE ALTERNATIVE INVESTMENT FUND MANAGERS UNDERTAKING FUND MANAGEMENT ACTIVITIES AND/OR MARKETING FUND INTERESTS TO EEA INVESTORS. IF THE FUND DECIDES TO TERMINATE THE ARRANGEMENT FOR MARKETING THE FUND IN THE UK OR IN ANY EEA COUNTRY WHERE IT IS REGISTERED FOR SALE, IT WILL DO SO IN ACCORDANCE WITH THE RELEVANT AIFMD RULES.
Notice to Swiss Residents
THE INTERESTS DESCRIBED IN THIS PRESENTATION ARE NOT APPROVED BY THE SWISS FINANCIAL MARKET SUPERVISORY AUTHORITY FINMA (FINMA) FOR OFFERING TO NON-QUALIFIED INVESTORS IN SWITZERLAND PURSUANT TO ART. 120(1) AND (2) OF THE SWISS FEDERAL ACT ON COLLECTIVE INVESTMENT SCHEMES OF 23 JUNE 2006, AS AMENDED (CISA), NOR HAVE A SWISS REPRESENTATIVE AND SWISS PAYING AGENT BEEN APPOINTED IN RELATION TO AN OFFER OR ADVERTISING IN SWITZERLAND. ACCORDINGLY, AND SUBJECT TO THE FOLLOWING PARAGRAPH, THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY ONLY BE OFFERED OR ADVERTISED AND THIS PRESENTATION AND ANY OTHER OFFERING MATERIAL OR DOCUMENT RELATING TO THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY ONLY BE DISTRIBUTED OR OTHERWISE MADE AVAILABLE IN SWITZERLAND TO QUALIFIED INVESTORS AS DEFINED IN THE CISA AND ITS IMPLEMENTING ORDINANCE, AS AMENDED, AND THE MOST CURRENT PRACTICE OF THE FINMA (“QUALIFIED INVESTOR”), EXCLUDING HIGH-NET-WORTH PRIVATE CLIENTS AND PRIVATE INVESTMENT STRUCTURES ESTABLISHED FOR THEM WHO HAVE DECLARED THAT THEY WISH TO BE TREATED AS PROFESSIONAL CLIENTS (OPTING OUT) PURSUANT TO ART. 5(1) OF THE SWISS FEDERAL ACT ON FINANCIAL SERVICES OF 15 JUNE 2018 (FINSA) AND WHO HAVE NO ASSET MANAGEMENT OR ADVISORY RELATIONSHIP WITH A FINANCIAL INTERMEDIARY PURSUANT TO ART. 10(3TER) CISA. THE LEGAL DOCUMENTS OF THE FUND MAY BE OBTAINED FREE OF CHARGE FROM:
APOLLO MANAGEMENT INTERNATIONAL LLP
1 SOHO PLACE
LONDON W1D 3BG
UNITED KINGDOM
ATTENTION: EMEA COMPLIANCE (EMEACOMPLIANCE@APOLLO.COM)
NO KEY INFORMATION DOCUMENT ACCORDING TO THE FINSA OR ANY EQUIVALENT DOCUMENT UNDER THE FINSA HAS BEEN OR WILL BE PREPARED IN RELATION TO THE INTERESTS DESCRIBED IN THIS PRESENTATION AND, THEREFORE, SUBJECT TO THE APPLICABLE TRANSITIONAL PROVISIONS UNDER THE FINSA AND ITS IMPLEMENTING ORDINANCE, THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY NOT BE OFFERED OR RECOMMENDED TO PRIVATE CLIENTS WITHIN THE MEANING OF THE FINSA IN SWITZERLAND. FOR THESE PURPOSES, A PRIVATE CLIENT MEANS A PERSON WHO IS NOT ONE (OR MORE) OF THE FOLLOWING: (I) A PROFESSIONAL CLIENT AS DEFINED IN ART. 4(3) FINSA (NOT HAVING OPTED IN ON THE BASIS OF ART. 5(5) FINSA); OR (II) AN INSTITUTIONAL CLIENT AS DEFINED IN ART. 4(4) FINSA; OR (III) A PRIVATE CLIENT WITH AN ASSET MANAGEMENT AGREEMENT ACCORDING TO ART. 58(2) FINSA.
THIS PRESENTATION DOES NOT CONSTITUTE AN ISSUE PROSPECTUS WITHIN THE MEANING OF, AND HAS BEEN PREPARED WITHOUT REGARD TO THE DISCLOSURE STANDARDS FOR ISSUE PROSPECTUSES UNDER THE FINSA OR THE DISCLOSURE STANDARDS FOR LISTING PROSPECTUSES UNDER THE LISTING RULES OF ANY STOCK EXCHANGE OR REGULATED TRADING FACILITY IN SWITZERLAND.
Argentina
THIS PRESENTATION IS ADDRESSED ONLY TO YOU ON AN INDIVIDUAL, EXCLUSIVE, AND CONFIDENTIAL BASIS, AND ITS UNAUTHORISED COPYING, DISCLOSURE, OR TRANSFER BY ANY MEANS WHATSOEVER IS ABSOLUTELY AND STRICTLY FORBIDDEN. THE INTERESTS DESCRIBED IN THIS PRESENTATION WILL NOT BE MADE AVAILABLE IN A PUBLIC OFFERING, AND AS SUCH ANY SUCH INTERESTS WILL NOT BE REGISTERED WITH, OR AUTHORISED BY, THE APPLICABLE ENFORCEMENT AUTHORITY. THE INFORMATION CONTAINED HEREIN HAS BEEN COMPILED BY THE FUND, WHO ASSUMES THE SOLE RESPONSIBILITY FOR THE ACCURACY OF THE DATA HEREIN DISCLOSED.
Australia
APOLLO MANAGEMENT SINGAPORE PTE LTD (ARBN 635 094 914) (“APOLLO SINGAPORE”) IS EXEMPT UNDER ASIC CLASS ORDER 03/1102 FROM THE REQUIREMENT TO HOLD AN AUSTRALIAN FINANCIAL SERVICES LICENCE IN RESPECT OF THE FINANCIAL SERVICES BEING PROVIDED IN THIS JURISDICTION. APOLLO SINGAPORE IS REGULATED BY THE MONETARY AUTHORITY OF SINGAPORE UNDER SINGAPORE LAWS, WHICH DIFFER FROM AUSTRALIAN LAWS.
THIS PRESENTATION IS NOT A PROSPECTUS FOR THE PURPOSES OF CHAPTER 6D OF THE CORPORATIONS ACT 2001 (CTH) (“CORPORATIONS ACT”) OR A PRODUCT DISCLOSURE STATEMENT FOR THE PURPOSES OF PART 7.9 OF THE CORPORATIONS ACT AND HAS NOT BEEN LODGED WITH THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION (“ASIC”). IT DOES NOT PURPORT TO CONTAIN ALL INFORMATION THAT WOULD BE REQUIRED TO BE INCLUDED IN A PROSPECTUS OR PRODUCT DISCLOSURE DOCUMENT FOR THE PURPOSES OF CHAPTER 6D OR PART 7.9 OF THE CORPORATIONS ACT. IF THIS PRESENTATION RELATES TO INTERESTS IN A FUND THAT IS A MANAGED INVESTMENT SCHEME, THE FUND IS NOT AND IS NOT REQUIRED TO BE REGISTERED WITH ASIC UNDER CHAPTER 5C OF THE CORPORATIONS ACT.
NO OFFER OR INVITATION TO PURCHASE OR SUBSCRIBE FOR THE INTERESTS IN THE FUND DESCRIBED IN THIS PRESENTATION WILL BE MADE TO ANY PERSON IN AUSTRALIA EXCEPT TO THE EXTENT THAT SUCH PERSON IS A “WHOLESALE CLIENT” AS DEFINED IN SECTION 761G(7) OF THE CORPORATIONS ACT AND THE OFFER OR INVITATION WOULD BE PERMITTED TO BE MADE TO THE PERSON WITHOUT THE NEED FOR A PROSPECTUS OR PRODUCT DISCLOSURE STATEMENT UNDER CHAPTER 6D OR PART 7.9 OF THE CORPORATIONS ACT, AS THE CASE REQUIRES.
Brazil
THE INTERESTS IN THE FUND DESCRIBED IN THIS PRESENTATION MAY NOT BE OFFERED OR SOLD TO THE PUBLIC IN BRAZIL. ACCORDINGLY, THE INTERESTS IN THE FUND DESCRIBED IN THIS PRESENTATION WILL NOT BE REGISTERED WITH THE BRAZILIAN SECURITIES COMMISSION NOR HAVE THEY BEEN SUBMITTED TO THE FOREGOING AGENCY FOR APPROVAL. DOCUMENTS RELATING TO THE INTERESTS IN THE FUND, AS WELL AS THE INFORMATION CONTAINED THEREIN, MAY NOT BE SUPPLIED TO THE PUBLIC IN BRAZIL, AS THE OFFERING OF INTERESTS IN THE FUND IS NOT A PUBLIC OFFERING OF SECURITIES IN BRAZIL, NOR USED IN CONNECTION WITH ANY OFFER FOR SUBSCRIPTION OR SALE OF SECURITIES TO THE PUBLIC IN BRAZIL.
Canada
THE OFFERING OF THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY BE MADE ONLY IN THE PROVINCES OF ALBERTA, BRITISH COLUMBIA, MANITOBA, NOVA SCOTIA, ONTARIO AND QUEBEC, CANADA (TOGETHER, THE “CANADIAN JURISDICTIONS”) BY WAY OF A PRIVATE PLACEMENT AS PART OF AN OFFERING BY THE APPLICABLE FUND OF INTERESTS.
THE OFFERING OF THE INTERESTS DESCRIBED IN THIS PRESENTATION IN THE CANADIAN JURISDICTIONS MAY BE MADE SOLELY BY THE FINAL VERSION OF A PRIVATE PLACEMENT MEMORANDUM AND NO PERSON HAS BEEN AUTHORIZED TO GIVE ANY INFORMATION OR TO MAKE ANY REPRESENTATION OTHER THAN THOSE CONTAINED THEREIN.
RESALE RESTRICTIONS
THE DISTRIBUTION OF THE INTERESTS IN CANADA IS BEING MADE ON A PRIVATE PLACEMENT BASIS ONLY AND IS EXEMPT FROM THE REQUIREMENT THAT THE APPLICABLE FUND PREPARE AND FILE A PROSPECTUS WITH RELEVANT CANADIAN SECURITIES AUTHORITIES. THE INTERESTS ARE SUBJECT TO STATUTORY HOLD PERIODS IN MOST OF THE CANADIAN JURISDICTIONS. ANY RESALE OF THE INTERESTS IN CANADA IS RESTRICTED AND MUST BE MADE THROUGH AN APPROPRIATELY REGISTERED DEALER OR IN ACCORDANCE WITH AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF APPLICABLE SECURITIES LAWS THAT VARY DEPENDING ON THE PROVINCE, AND EITHER (A) IN ACCORDANCE WITH AN EXEMPTION FROM THE PROSPECTUS REQUIREMENTS OF APPLICABLE CANADIAN SECURITIES LEGISLATION WHICH VARY DEPENDING ON THE PROVINCE; OR (B) PURSUANT TO A PRIOR WRITTEN CONSENT ORDER OR RULING OF THE RELEVANT SECURITIES REGULATORY AUTHORITY; OR (C) PURSUANT TO A PROSPECTUS FOR WHICH A FINAL RECEIPT IS ISSUED BY THE RELEVANT SECURITIES REGULATORY AUTHORITY. PURCHASERS OF THE INTERESTS ARE ADVISED TO SEEK LEGAL ADVICE PRIOR TO ANY RESALE OF THE INTERESTS IN CANADA.
RIGHTS OF ACTION
SECURITIES LEGISLATION IN CERTAIN OF THE PROVINCES OF CANADA PROVIDES PURCHASERS OR REQUIRES PURCHASERS OF SECURITIES PURSUANT TO AN OFFERING MEMORANDUM TO BE PROVIDED WITH A REMEDY FOR RESCISSION OR DAMAGES, OR BOTH, WHERE AN OFFERING MEMORANDUM AND ANY AMENDMENT THERETO CONTAINS A MISREPRESENTATION AS DEFINED IN APPLICABLE SECURITIES LEGISLATION. GENERALLY, “MISREPRESENTATION” MEANS AN UNTRUE STATEMENT OF A MATERIAL FACT OR AN OMISSION TO STATE A MATERIAL FACT THAT IS REQUIRED TO BE STATED OR THAT IS NECESSARY TO MAKE A STATEMENT NOT MISLEADING IN LIGHT OF THE CIRCUMSTANCES IN WHICH IT WAS MADE. THESE REMEDIES, OR NOTICE WITH RESPECT THERETO, MUST BE EXERCISED, OR DELIVERED, AS THE CASE MAY BE, BY THE PURCHASER WITHIN THE TIME LIMIT PRESCRIBED BY THE APPLICABLE SECURITIES LEGISLATION AND ARE SUBJECT TO LIMITATIONS AND RESTRICTIONS UNDER APPLICABLE SECURITIES LEGISLATION. EACH PURCHASER SHOULD REFER TO PROVISIONS OF THE APPLICABLE SECURITIES LEGISLATION FOR THE PARTICULARS OF THESE RIGHTS OR CONSULT WITH A LEGAL ADVISOR.
RIGHTS FOR PURCHASERS IN ONTARIO
SECURITIES LEGISLATION IN ONTARIO PROVIDES, IN RELEVANT PART, THAT IF THE PRIVATE PLACEMENT MEMORANDUM, TOGETHER WITH ANY AMENDMENT THERETO, IS DELIVERED TO A PURCHASER OF INTERESTS RESIDENT IN ONTARIO BEFORE THE ISSUE OF SUCH INTERESTS TO SUCH PURCHASER AND CONTAINS A MISREPRESENTATION, SUCH PURCHASER WHO PURCHASES THE INTERESTS PURSUANT TO THE MEMORANDUM DURING THE PERIOD OF DISTRIBUTION SHALL BE DEEMED TO HAVE RELIED UPON THE MISREPRESENTATION IF IT WAS A MISREPRESENTATION AT THE TIME OF PURCHASE, AND SHALL, AS HEREINAFTER PROVIDED, HAVE A RIGHT OF ACTION AGAINST THE FUND FOR DAMAGES OR, ALTERNATIVELY, WHILE STILL THE OWNER OF THE PURCHASED INTERESTS, FOR RESCISSION, PROVIDED THAT NO ACTION SHALL BE COMMENCED TO ENFORCE THESE RIGHTS MORE THAN,
(A) IN THE CASE OF AN ACTION FOR RESCISSION, 180 DAYS AFTER THE DATE OF THE TRANSACTION THAT GAVE RISE TO THE CAUSE OF ACTION; OR
(B) IN THE CASE OF AN ACTION FOR DAMAGES, THE EARLIER OF:
(I) 180 DAYS AFTER THE PURCHASER FIRST HAD KNOWLEDGE OF THE FACTS GIVING RISE TO THE CAUSE OF ACTION, OR
(II) THREE YEARS AFTER THE DATE OF THE TRANSACTION THAT GAVE RISE TO THE CAUSE OF ACTION;
PROVIDED, HOWEVER, AMONG OTHER THINGS:
(A) NO PERSON OR COMPANY WILL BE LIABLE IF IT PROVES THAT THE PURCHASER PURCHASED THE INTERESTS WITH KNOWLEDGE OF THE MISREPRESENTATION,
(B) IN THE CASE OF AN ACTION FOR DAMAGES, THE DEFENDANT WILL NOT BE LIABLE FOR ALL OR ANY PORTION OF THE DAMAGES THAT IT PROVES DO NOT REPRESENT THE DEPRECIATION IN VALUE OF THE INTERESTS AS A RESULT OF THE MISREPRESENTATION RELIED UPON; AND
(C) IN NO CASE WILL THE AMOUNT RECOVERABLE IN ANY ACTION EXCEED THE PRICE AT WHICH THE INTERESTS WERE SOLD TO THE PURCHASER.
THESE RIGHTS ARE NOT AVAILABLE FOR A PURCHASER THAT IS: (A) A CANADIAN FINANCIAL INSTITUTION, MEANING EITHER: (I) AN ASSOCIATION GOVERNED BY THE COOPERATIVE CREDIT ASSOCIATIONS ACT (CANADA) OR A CENTRAL COOPERATIVE CREDIT SOCIETY FOR WHICH AN ORDER HAS BEEN MADE UNDER SECTION 473(1) OF THAT ACT; OR (II) A BANK, LOAN CORPORATION, TRUST COMPANY, TRUST CORPORATION, INSURANCE COMPANY, TREASURY BRANCH, CREDIT UNION, CAISSE POPULAIRE, FINANCIAL SERVICES COOPERATIVE, OR LEAGUE THAT, IN EACH CASE, IS AUTHORIZED BY AN ENACTMENT OF CANADA OR A PROVINCE OR TERRITORY OF CANADA TO CARRY ON BUSINESS IN CANADA OR A PROVINCE OR TERRITORY OF CANADA; (B) A SCHEDULE III BANK, MEANING AN AUTHORIZED FOREIGN BANK NAMED IN SCHEDULE III OF THE BANK ACT (CANADA); (C) THE BUSINESS DEVELOPMENT BANK OF CANADA INCORPORATED UNDER THE BUSINESS DEVELOPMENT BANK OF CANADA ACT (CANADA); OR (D) A SUBSIDIARY OF ANY PERSON REFERRED TO IN CLAUSES (A), (B) OR (C), IF THE PERSON OWNS ALL OF THE VOTING SECURITIES OF THE SUBSIDIARY, EXCEPT THE VOTING SECURITIES REQUIRED BY LAW TO BE OWNED BY DIRECTORS OF THAT SUBSIDIARY.
RIGHTS FOR PURCHASERS OUTSIDE ONTARIO
SECURITIES LEGISLATION IN CERTAIN OTHER PROVINCES OF CANADA ALSO PROVIDES PURCHASERS, OR REQUIRES PURCHASERS TO BE PROVIDED, WITH A REMEDY FOR RESCISSION OR DAMAGES IN THE EVENT THE PRIVATE PLACEMENT MEMORANDUM CONTAINS A MISREPRESENTATION, AS DEFINED IN THE APPLICABLE PROVINCIAL SECURITIES LEGISLATION. ANY RECOURSE TO SUCH REMEDIES, IF AVAILABLE, OR NOTICE WITH RESPECT THERETO, MUST BE EXERCISED, OR DELIVERED, AS THE CASE MAY BE, BY THE PURCHASER WITHIN THE TIME LIMITS PRESCRIBED BY THE APPLICABLE SECURITIES LEGISLATION. ALL PROSPECTIVE CANADIAN PURCHASERS SHOULD REFER TO THE COMPLETE TEXT OF THE RELEVANT STATUTORY PROVISIONS OF THE APPLICABLE SECURITIES LEGISLATION, AND ARE ADVISED TO CONSULT THEIR OWN LEGAL ADVISORS AS TO WHICH, OR WHETHER ANY, OF SUCH RIGHTS OR OTHER RIGHTS MAY BE AVAILABLE TO THEM.
GENERAL
THE FOREGOING SUMMARIES ARE SUBJECT TO THE EXPRESS PROVISIONS OF THE APPLICABLE SECURITIES LEGISLATION IN EACH CANADIAN JURISDICTION, INCLUDING THE REGULATIONS, RULES AND POLICY STATEMENTS THEREUNDER AND REFERENCE IS MADE THERETO FOR THE COMPLETE TEXT OF SUCH PROVISIONS.
THE RIGHTS OF ACTION DESCRIBED HEREIN ARE IN ADDITION TO AND WITHOUT DEROGATION FROM ANY OTHER RIGHT OR REMEDY THAT THE PURCHASER MAY HAVE AT LAW.
ENFORCEMENT OF LEGAL RIGHTS
THE FUND DESCRIBED IN THIS PRESENTATION IS INTENDED TO BE ESTABLISHED UNDER THE LAWS OF A JURISDICTION OUTSIDE OF CANADA. ALL OF THE APPLICABLE FUND’S OFFICERS AND REPRESENTATIVES MAY BE LOCATED OUTSIDE OF CANADA AND, AS A RESULT, IT MAY NOT BE POSSIBLE FOR PURCHASERS TO EFFECT SERVICE OF PROCESS WITHIN CANADA UPON THE FUND OR SUCH PERSONS. ALL OR A SUBSTANTIAL PORTION OF THE ASSETS OF THE FUND AND SUCH PERSONS MAY BE LOCATED OUTSIDE OF CANADA AND, AS A RESULT, IT MAY NOT BE POSSIBLE TO SATISFY A JUDGMENT AGAINST THE APPLICABLE FUND OR SUCH PERSONS IN CANADA OR TO ENFORCE A JUDGMENT OBTAINED IN CANADIAN COURTS AGAINST THE APPLICABLE FUND OR SUCH PERSONS LOCATED OUTSIDE OF CANADA.
IN PARTICULAR, THE ENFORCEMENT BY INVESTORS OF CIVIL LIABILITIES UNDER APPLICABLE CANADIAN SECURITIES LAWS MAY BE AFFECTED ADVERSELY BY THE FACT THAT THE FUND IS LOCATED OUTSIDE OF CANADA, THAT SOME OR ALL OF THEIR OFFICERS AND REPRESENTATIVES ARE NON-RESIDENTS OF CANADA AND THE FACT THAT A SUBSTANTIAL PORTION OF ASSETS OF THE FUNDS AND OF SAID PERSONS MAY BE LOCATED OUTSIDE OF CANADA.
Chile
ESTA PRESENTACIÓN VERSA SOBRE VALORES NO INSCRITOS EN EL REGISTRO DE VALORES O EN EL REGISTRO DE VALORES EXTRANJEROS QUE LLEVA LA SUPERINTENDENCIA DE VALORES Y SEGUROS, POR LO QUE TALES VALORES NO ESTÁN SUJETOS A LA FISCALIZACIÓN DE ÉSTA;
POR TRATAR DE VALORES NO INSCRITOS NO EXISTE LA OBLIGACIÓN POR PARTE DEL EMISOR DE ENTREGAR EN CHILE INFORMACIÓN PÚBLICA RESPECTO DE LOS VALORES SOBRE LOS QUE VERSA ESTA OFERTA;
ESTOS VALORES NO PODRÁN SER OBJETO DE OFERTA PÚBLICA MIENTRAS NO SEAN INSCRITOS EN EL REGISTRO DE VALORES CORRESPONDIENTE.
THIS PRESENTATION RELATES TO INTERESTS NOT REGISTERED WITH THE SECURITIES REGISTRY OR THE REGISTRY OF FOREIGN SECURITIES OF THE SUPERINTENDENCE OF SECURITIES AND INSURANCE, AND THEREFORE SUCH INTERESTS ARE NOT SUBJECT TO OVERSIGHT BY THE LATTER;
BEING UNREGISTERED INTERESTS, THERE IS NO OBLIGATION ON THE FUND TO PROVIDE PUBLIC INFORMATION IN CHILE REGARDING SUCH INTERESTS; AND
THESE INTERESTS MAY NOT BE SUBJECT TO A PUBLIC OFFER UNTIL THEY ARE REGISTERED IN THE CORRESPONDING SECURITIES REGISTRY.
Costa Rica
THIS INFORMATION IS CONFIDENTIAL, AND IS NOT TO BE REPRODUCED OR DISTRIBUTED TO THIRD PARTIES AS THIS IS NOT A PUBLIC OFFERING OF SECURITIES IN COSTA RICA.
THE PRODUCT DESCRIBED IN THIS PRESENTATION IS NOT INTENDED FOR THE COSTA RICAN PUBLIC OR MARKET AND NEITHER IS IT REGISTERED OR WILL BE REGISTERED BEFORE THE SUGEVAL, NOR CAN IT BE TRADED IN THE SECONDARY MARKET.
El Salvador
THIS PRESENTATION HAS BEEN PRODUCED FOR THE PURPOSE OF PROVIDING INFORMATION ABOUT THE FUND. THIS PRESENTATION IS MADE AVAILABLE ON THE CONDITION THAT IT IS FOR THE USE ONLY BY THE RECIPIENT AND MAY NOT BE PASSED ON TO ANY OTHER PERSON OR BE REPRODUCED IN ANY PART. INTERESTS IN THE FUND DESCRIBED IN THIS PRESENTATON HAVE NOT BEEN AND WILL NOT BE OFFERED IN THE COURSE OF A PUBLIC OFFERING OR OF EQUIVALENT MARKETING IN EL SALVADOR AND THEREFORE, THE PROVISIONS OF THE STOCK MARKET LAW OF 1994 (LEY DEL MERCADO DE VALORES) AS AMENDED, RELATING TO REGISTRATION REQUIREMENTS AND TO PROSPECTUS REQUIREMENTS WILL NOT APPLY. THE INTERESTS DESCRIBED IN THIS PRESENTATION HAVE THUS NEITHER BEEN REGISTERED FOR PUBLIC DISTRIBUTION IN EL SALVADOR WITH THE STOCK SUPERINTENDENCY NOR BEEN THE SUBJECT MATTER OF A PROSPECTUS COMPLIANT WITH THE STOCK MARKET LAW.
Guatemala
THIS PRESENTATION AND ANY ACCOMPANYING INFORMATION (THE “MATERIALS”) ARE INTENDED SOLELY FOR INFORMATIONAL PURPOSES AND DO NOT CONSTITUTE (AND SHOULD NOT BE INTERPRETED TO CONSTITUTE) THE OFFERING, SELLING, OR CONDUCTING OF BUSINESS WITH RESPECT TO SUCH INTERESTS, PRODUCTS OR SERVICES IN GUATEMALA, OR THE CONDUCTING OF ANY BROKERAGE, BANKING OR OTHER SIMILARLY REGULATED ACTIVITIES (“FINANCIAL ACTIVITIES”) IN GUATEMALA. NEITHER THE FUND, NOR THE INTERESTS, PRODUCTS AND SERVICES DESCRIBED HEREIN, ARE REGISTERED (OR INTENDED TO BE REGISTERED) IN GUATEMALA. FURTHERMORE, NEITHER THE FUND, NOR THE INTERESTS, PRODUCTS, SERVICES OR ACTIVITIES DESCRIBED HEREIN, ARE REGULATED OR SUPERVISED BY ANY GOVERNMENTAL OR SIMILAR AUTHORITY IN GUATEMALA. THE MATERIALS ARE PRIVATE, CONFIDENTIAL AND ARE SENT ONLY FOR THE EXCLUSIVE USE OF THE ADDRESSEE. THE MATERIALS MUST NOT BE PUBLICLY DISTRIBUTED AND ANY USE OF THE MATERIALS BY ANYONE OTHER THAN THE ADDRESSEE IS NOT AUTHORIZED. THE ADDRESSEE IS REQUIRED TO COMPLY WITH ALL APPLICABLE LAWS IN GUATEMALA, INCLUDING, WITHOUT LIMITATION, TAX LAWS AND EXCHANGE CONTROL REGULATIONS, IF ANY.
Hong Kong
THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY NOT BE OFFERED OR SOLD, BY MEANS OF ANY DOCUMENT, AND NO ADVERTISEMENT, INVITATION OR DOCUMENT RELATING TO THE INTERESTS, WHETHER IN HONG KONG (EXCEPT IF PERMITTED TO DO SO UNDER THE SECURITIES LAWS OF HONG KONG) OR ELSEWHERE, SHALL BE ISSUED, CIRCULATED OR DISTRIBUTED WHICH IS DIRECTED AT, OR THE CONTENTS OF WHICH ARE LIKELY TO BE ACCESSED OR READ BY, THE PUBLIC IN HONG KONG OTHER THAN (I) WITH RESPECT TO INTERESTS WHICH ARE OR ARE INTENDED TO BE DISPOSED OF ONLY TO PERSONS OUTSIDE HONG KONG OR ONLY TO “PROFESSIONAL INVESTORS” WITHIN THE MEANING OF THE SECURITIES AND FUTURES ORDINANCE (CAP. 571) OF HONG KONG (“SFO”) AND ANY RULES MADE THEREUNDER OR (II) IN CIRCUMSTANCES THAT DO NOT CONSTITUTE AN INVITATION TO THE PUBLIC FOR THE PURPOSES OF THE SFO.
THE CONTENTS OF THIS PRESENTATION HAVE NOT BEEN REVIEWED BY ANY REGULATORY AUTHORITY IN HONG KONG. YOU ARE ADVISED TO EXERCISE CAUTION IN RELATION TO THE CONTENTS HEREIN. IF YOU ARE IN ANY DOUBT ABOUT ANY OF THE CONTENTS OF THIS PRESENTATION, YOU SHOULD OBTAIN INDEPENDENT PROFESSIONAL ADVICE.
India
THE INTERESTS DESCRIBED IN THIS PRESENTATION WILL NOT BE OFFERED TO THE INDIAN PUBLIC FOR SALE OR SUBSCRIPTION BUT WILL BE PRIVATELY PLACED WITH A LIMITED NUMBER OF SOPHISTICATED PRIVATE AND INSTITUTIONAL INVESTORS. THE INTERESTS DESCRIBED IN THIS PRESENTATION ARE NOT REGISTERED IN INDIA AND/OR APPROVED BY THE SECURITIES AND EXCHANGE BOARD OF INDIA, THE RESERVE BANK OF INDIA OR ANY OTHER GOVERNMENTAL/ REGULATORY AUTHORITY IN INDIA. THIS PRESENTATION IS NOT AND SHOULD NOT BE DEEMED TO BE A ‘PROSPECTUS’ AS DEFINED UNDER THE PROVISIONS OF THE COMPANIES ACT, 2013 (18 OF 2013) AND THE SAME SHALL NOT BE FILED WITH ANY REGULATORY AUTHORITY IN INDIA. PURSUANT TO THE FOREIGN EXCHANGE MANAGEMENT ACT, 1999 AND THE REGULATIONS ISSUED THEREUNDER, ANY INVESTOR RESIDENT IN INDIA MAY BE REQUIRED TO OBTAIN PRIOR SPECIAL PERMISSION OF THE RESERVE BANK OF INDIA BEFORE MAKING INVESTMENTS OUTSIDE OF INDIA, INCLUDING ANY INVESTMENT IN THE FUND DESCRIBED IN THIS PRESENTATION. THE FUND DESCRIBED IN THIS PRESENTATION HAS NEITHER OBTAINED ANY APPROVAL FROM THE RESERVE BANK OF INDIA OR ANY OTHER REGULATORY AUTHORITY IN INDIA NOR DOES IT INTEND TO DO SO AND HENCE ANY ELIGIBLE INVESTOR WHO IS A RESIDENT OF INDIA WILL BE ENTIRELY RESPONSIBLE FOR DETERMINING ITS ELIGIBILITY TO INVEST IN THE INTERESTS IN THE FUND DESCRIBED IN THIS PRESENTATION.
Israel
THIS PRESENTATION HAS NOT BEEN APPROVED BY THE ISRAEL SECURITIES AUTHORITY AND WILL ONLY BE DISTRIBUTED TO ISRAELI RESIDENTS IN A MANNER THAT WILL NOT CONSTITUTE “AN OFFER TO THE PUBLIC” UNDER SECTIONS 15 AND 15A OF THE ISRAEL SECURITIES LAW, 5728-1968 (“THE SECURITIES LAW”) OR SECTION 25 OF THE JOINT INVESTMENT TRUSTS LAW, 5754-1994 (“THE JOINT INVESTMENT TRUSTS LAW”), AS APPLICABLE. THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY ONLY BE OFFERED TO A LIMITED NUMBER OF INVESTORS (35 INVESTORS OR FEWER DURING ANY GIVEN 12 MONTH PERIOD) AND/OR THOSE CATEGORIES OF INVESTORS LISTED IN SECTION 15A(b) OF AND/OR THE FIRST ADDENDUM (“THE ADDENDUM”) TO THE SECURITIES LAW (“SOPHISTICATED INVESTORS”), NAMELY JOINT INVESTMENT FUNDS OR MUTUAL TRUST FUNDS, PROVIDENT FUNDS, INSURANCE COMPANIES, BANKING CORPORATIONS (PURCHASING INTERESTS FOR THEMSELVES OR FOR CLIENTS WHO ARE SOPHISTICATED INVESTORS), PORTFOLIO MANAGERS (PURCHASING INTERESTS FOR THEMSELVES OR FOR CLIENTS WHO ARE SOPHISTICATED INVESTORS), INVESTMENT ADVISORS OR INVESTMENT MARKETERS (PURCHASING INTERESTS FOR THEMSELVES), MEMBERS OF THE TEL-AVIV STOCK EXCHANGE (PURCHASING INTERESTS FOR THEMSELVES OR FOR CLIENTS WHO ARE SOPHISTICATED INVESTORS), UNDERWRITERS (PURCHASING INTERESTS FOR THEMSELVES), VENTURE CAPITAL FUNDS ENGAGING MAINLY IN THE CAPITAL MARKET, AN ENTITY WHICH IS WHOLLY-OWNED BY SOPHISTICATED INVESTORS, CORPORATIONS, (OTHER THAN FORMED FOR THE SPECIFIC PURPOSE OF AN ACQUISITION PURSUANT TO AN OFFER), WITH SHAREHOLDERS EQUITY IN EXCESS OF NIS 50 MILLION, (APPROXIMATELY US$12.6 MILLION), AND INDIVIDUALS INVESTING FOR THEIR OWN ACCOUNT, IN RESPECT OF WHICH AT LEAST ONE OF THE FOLLOWING APPLIES: THE TOTAL VALUE OF THEIR CASH, DEPOSITS, FINANCIAL ASSETS (AS DEFINED IN THE INVESTMENT ADVICE LAW) AND SECURITIES TRADED ON A STOCK EXCHANGE LICENSED UNDER THE SECURITIES LAW (TOGETHER, “LIQUID ASSETS”) EXCEEDS NIS 8,364,177 MILLION (APPROXIMATELY US$2.1 MILLION); THEIR LEVEL OF INCOME OVER EACH OF THE PRECEDING TWO YEARS EXCEEDS NIS 1,254,627 MILLION (APPROXIMATELY US$316,000), OR THE LEVEL OF INCOME OF THEIR “FAMILY UNIT” EXCEEDS NIS 1,881,940 MILLION (APPROXIMATELY US$474,000); OR THE AGGREGATE VALUE OF ALL THEIR LIQUID ASSETS EXCEEDS NIS 5,227,610 MILLION (APPROXIMATELY US$1.317 MILLION) AND THEIR LEVEL OF INCOME OVER EACH OF THE PRECEDING TWO YEARS EXCEEDS NIS 627,313 (APPROXIMATELY US$158,000), OR THE LEVEL OF INCOME OF THEIR “FAMILY UNIT” EXCEEDS NIS 940,969 (APPROXIMATELY US$237,000); EACH AS DEFINED IN THE SAID ADDENDUM, AS AMENDED FROM TIME TO TIME, AND WHO IN EACH CASE HAVE PROVIDED WRITTEN CONFIRMATION THAT THEY QUALIFY AS SOPHISTICATED INVESTORS, AND THAT THEY ARE AWARE OF THE CONSEQUENCES OF SUCH DESIGNATION AND AGREE THERETO; IN ALL CASES UNDER CIRCUMSTANCES THAT WILL FALL WITHIN THE PRIVATE PLACEMENT OR OTHER EXEMPTIONS OF THE JOINT INVESTMENT TRUSTS LAW, THE SECURITIES LAW AND ANY APPLICABLE GUIDELINES, PRONOUNCEMENTS OR RULINGS ISSUED FROM TIME TO TIME BY THE ISRAEL SECURITIES AUTHORITY.
THIS PRESENTATION MAY NOT BE REPRODUCED OR USED FOR ANY OTHER PURPOSE, NOR BE FURNISHED TO ANY OTHER PERSON OTHER THAN THOSE TO WHOM COPIES HAVE BEEN SENT. NOTHING IN THIS PRESENTATION SHOULD BE CONSIDERED INVESTMENT ADVICE OR INVESTMENT MARKETING AS DEFINED IN THE REGULATION OF INVESTMENT COUNSELLING, INVESTMENT MARKETING AND PORTFOLIO MANAGEMENT LAW, 5755-1995.
YOU ARE ENCOURAGED TO SEEK COMPETENT INVESTMENT COUNSELLING FROM A LOCALLY LICENSED INVESTMENT COUNSEL PRIOR TO MAKING AN INVESTMENT. AS A PREREQUISITE TO THE RECEIPT OF A COPY OF THIS PRESENTATION A RECIPIENT MAY BE REQUIRED BY THE FUND TO PROVIDE CONFIRMATION THAT IT IS A SOPHISTICATED INVESTOR THAT WILL BE PURCHASING INTERESTS FOR ITS OWN ACCOUNT OR, WHERE APPLICABLE, FOR OTHER SOPHISTICATED INVESTORS.
THIS PRESENTATION DOES NOT CONSTITUTE AN OFFER TO SELL OR SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
Japan
Name: Apollo Management Japan Limited
Registration: Type 2 Financial Instruments Business operator & Investment Advisory and Agency Business
Registration #: The Director of Kanto Local Finance Bureau (KINSHO) No. 3134
Member: Type 2 Financial Instruments Business Association (No.589)
商号: Apollo Management Japan Limited
第二種金融商品取引業及び投資助言・代理業
登録番号:金融商品取引業者関東財務局長(金商)第3134号
加入協会:一般社団法人第二種金融商品取引業協会(第589号)
Mexico
THE INTERESTS DESCRIBED IN THIS PRESENTATION HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE NATIONAL REGISTRY OF SECURITIES, MAINTAINED BY THE MEXICAN NATIONAL BANKING COMMISSION AND, AS A RESULT, MAY NOT BE OFFERED OR SOLD PUBLICLY IN MEXICO. THE FUND AND ANY UNDERWRITER OR PURCHASER MAY OFFER AND SELL THE INTERESTS DESCRIBED IN THIS PRESENTATION IN MEXICO, TO INSTITUTIONAL AND ACCREDITED INVESTORS, ON A PRIVATE PLACEMENT BASIS, PURSUANT TO ARTICLE 8 OF THE MEXICAN SECURITIES MARKET LAW.
New Zealand
THE INFORMATION CONTAINED IN THIS PRESENTATION DOES NOT CONSTITUTE AN OFFER OF INTERESTS IN ANY FUND, AND IN PARTICULAR DOES NOT CONSTITUTE A RETAIL OFFER OF FINANCIAL PRODUCTS IN NEW ZEALAND. THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY ONLY BE OFFERED TO “WHOLESALE INVESTORS” IN NEW ZEALAND PURSUANT TO EXCLUSIONS FROM DISCLOSURE REQUIREMENTS UNDER THE FINANCIAL MARKETS CONDUCT ACT 2013.
Panama
THE INTERESTS DESCRIBED IN THIS PRESENTATION HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE SUPERINTENDENCE OF THE SECURITIES MARKET OF PANAMA (SUPERINTENDENCIA DEL MERCADO DE VALORES DE LA REPÚBLICA DE PANAMÁ). ACCORDINGLY, (I) THE INTERESTS CANNOT BE PUBLICLY OFFERED OR SOLD IN PANAMA, EXCEPT IN TRANSACTIONS EXEMPTED FROM REGISTRATION UNDER THE SECURITIES LAWS OF PANAMA, (II) THE SUPERINTENDENCE OF THE SECURITIES MARKET OF PANAMA HAS NOT REVIEWED THE INFORMATION CONTAINED IN THIS PRESENTATION, (III) THE INTERESTS AND THE OFFERING THEREOF WILL NOT BE SUBJECT TO THE SUPERVISION OF THE SUPERINTENDENCE OF THE SECURITIES MARKET OF PANAMA, AND (IV) THE INTERESTS WILL NOT BENEFIT FROM THE TAX INCENTIVES PROVIDED BY PANAMANIAN SECURITIES LAWS AND REGULATIONS.
Peru
THE INTERESTS DESCRIBED IN THIS PRESENTATION HAVE NOT BEEN REGISTERED BEFORE THE SUPERINTENDENCIA DEL MERCADO DE VALORES (SMV) AND MAY BE PLACED BY MEANS OF A PRIVATE OFFER. THE SMV HAS NOT REVIEWED THE INFORMATION PROVIDED TO YOU. THIS PRESENTATON IS ONLY FOR THE EXCLUSIVE USE OF INSTITUTIONAL INVESTORS IN PERU AND IS NOT FOR PUBLIC DISTRIBUTION.
Taiwan
THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY BE MADE AVAILABLE OUTSIDE TAIWAN FOR PURCHASE BY INVESTORS LOCATED IN TAIWAN BUT MAY NOT BE RECOMMENDED, MARKETED, SOLD OR OFFERED WITHIN TAIWAN. NO PERSON OR ENTITY IN TAIWAN HAS BEEN AUTHORIZED TO MARKET OFFER, SELL, GIVE ADVICE REGARDING OR OTHERWISE INTERMEDIATE THE OFFERING AND SALE OF THE INTERESTS DESCRIBED IN THIS PRESENTATION.
Uruguay
THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY ONLY BE OFFERED IN A MANNER THAT QUALIFIES AS A PRIVATE PLACEMENT PURSUANT TO SECTION 2 OF URUGUAYAN LAW 18,627. THE INTERESTS DESCRIBED IN THIS PRESENTATION MUST NOT BE OFFERED OR SOLD TO THE PUBLIC IN URUGUAY, EXCEPT IN CIRCUMSTANCES WHICH DO NOT CONSTITUTE A PUBLIC OFFERING OR DISTRIBUTION UNDER URUGUAYAN LAWS AND REGULATIONS. THE INTERESTS DESCRIBED IN THIS PRESENTATION ARE NOT AND WILL NOT BE REGISTERED WITH THE FINANCIAL SERVICES SUPERINTENDENCY OF THE CENTRAL BANK OF URUGUAY. THE INTERESTS DESCRIBED IN THIS PRESENTATION CORRESPOND TO INVESTMENT FUNDS THAT ARE NOT INVESTMENT FUNDS REGULATED BY URUGUAYAN LAW 16,774 DATED SEPTEMBER 27, 1996, AS AMENDED.
Venezuela
UNDER THE LAWS OF THE REPÚBLICA BOLIVARIANA DE VENEZUELA (“VENEZUELA”), NO PUBLIC OFFER OF THE SECURITIES DESCRIBED IN THIS PRESENTATION MAY TAKE PLACE IN VENEZUELA. THIS PRESENTATION MAY NOT BE PUBLICLY DISTRIBUTED WITHIN THE TERRITORY OF VENEZUELA. ANY PRIVATE OFFER OF SECURITIES DESCRIBED IN THIS PRESENTATION IS SUBJECT TO EXCHANGE CONTROL REGULATIONS IN EFFECT IN VENEZUELA.
Azerbaijan
THE INTERESTS IN THE FUND DESCRIBED IN THIS PRESENTATION HAVE NOT BEEN REGISTERED WITH THE CENTRAL BANK OF THE REPUBLIC OF AZERBAIJAN AND MAY NOT BE OFFERED AND SOLD PUBLICLY IN THE REPUBLIC OF AZERBAIJAN. THIS PRESENTATION DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION OF ANY OFFER TO BUY ANY INTERESTS IN THE FUND, AND IS PROVIDED FOR INFORMATION PURPOSES ONLY. THE FUND DESCRIBED IN THIS PRESENTATION DOES NOT HAVE A GUARANTEED PERFORMANCE, AND PAST RETURNS DO NOT GUARANTEE FUTURE PERFORMANCE.
China
THIS PRESENTATION DOES NOT CONSTITUTE A RECOMMENDATION TO ACQUIRE, AN INVITATION TO APPLY FOR OR BUY, OR AN OFFER TO APPLY FOR OR BUY, A SOLICITATION OF INTEREST IN THE APPLICATION OR PURCHASE, OF ANY SECURITIES, ANY INTEREST IN ANY SECURITIES INVESTMENT FUND OR ANY OTHER FINANCIAL INVESTMENT PRODUCT (INCLUDING WITHOUT LIMITATION THE FUND UNITS CONTEMPLATED IN THIS [DOCUMENT]), IN THE PEOPLE’S REPUBLIC OF CHINA (FOR THE PURPOSE OF THIS PARAGRAPH EXCLUDING TAIWAN, HONG KONG AND MACAU) (PRC). THIS PRESENTATION IS SOLELY FOR USE BY QUALIFIED DOMESTIC INSTITUTIONAL INVESTORS AND OTHER QUALIFIED INVESTORS DULY LICENSED IN ACCORDANCE WITH APPLICABLE LAWS OF THE PRC AND MUST NOT BE CIRCULATED OR DISSEMINATED IN THE PRC FOR ANY OTHER PURPOSE. ANY PERSON OR ENTITY RESIDENT IN THE PRC MUST SATISFY HIMSELF/ITSELF THAT ALL APPLICABLE PRC LAWS AND REGULATIONS HAVE BEEN COMPLIED WITH, AND ALL NECESSARY GOVERNMENT APPROVALS AND LICENSES (INCLUDING ANY INVESTOR QUALIFICATION REQUIREMENTS) HAVE BEEN OBTAINED, IN CONNECTION WITH HIS/ITS INVESTMENT OUTSIDE OF THE PRC.
本[文件]并不构成在中华人民共和国(在本段中不包括台湾、香港和澳门)(以下简称“中国”)境内认购任何证券、任何证券投资基金或任何其他金融投资产品(包括但不限于本[文件]中涉及的基金份额)中任何权益的建议,亦不构成申请或购买上述权益的邀请、要约及招售。本[文件]仅供根据中国适用法律取得适当授权的合格境内机构投资者及其他合格投资者使用,不得在中国境内为任何其他目的传播或散布。任何中国居民个人或企业必须确保,其自身业已就其于中国境外的投资,遵守所有适用的中国法律法规,并取得所有必要政府部门批准和许可(包括任何投资者资格要求)。
Colombia
THIS PRESENTATION DOES NOT CONSTITUTE A PUBLIC OFFER IN THE REPUBLIC OF COLOMBIA. THE FUND DESCRIBED IN THIS PRESENTATION MAY NOT BE PROMOTED OR MARKETED IN COLOMBIA OR TO COLOMBIAN RESIDENTS, UNLESS SUCH PROMOTION AND MARKETING IS MADE IN COMPLIANCE WITH DECREE 2555 OF 2010 AND OTHER APPLICABLE RULES AND REGULATIONS RELATED TO THE PROMOTION OF FOREIGN FUNDS IN COLOMBIA.
THE DISTRIBUTION OF THIS PRESENTATION AND THE OFFERING OF INTERESTS IN THE FUND DESCRIBED IN THIS PRESENTATION MAY BE RESTRICTED IN CERTAIN JURISDICTIONS. THE INFORMATION CONTAINED IN THIS PRESENTATION IS FOR GENERAL GUIDANCE ONLY, AND IT IS THE RESPONSIBILITY OF ANY PERSON OR PERSONS IN POSSESSION OF THIS PRESENTATION AND WISHING TO MAKE APPLICATION FOR INTERESTS TO INFORM THEMSELVES OF, AND TO OBSERVE, ALL APPLICABLE LAWS AND REGULATIONS OF ANY RELEVANT JURISDICTION. PROSPECTIVE APPLICANTS FOR INTERESTS SHOULD INFORM THEMSELVES OF ANY APPLICABLE LEGAL REQUIREMENTS, EXCHANGE CONTROL REGULATIONS AND APPLICABLE TAXES IN THE COUNTRIES OF THEIR RESPECTIVE CITIZENSHIP, RESIDENCE OR DOMICILE.
Jersey
THIS PRESENTATION DOES NOT CONSTITUTE AN OFFER TO THE PUBLIC IN JERSEY. NO REGULATORY APPROVAL HAS BEEN SOUGHT TO OFFER THE INTERESTS DESCRIBED IN THIS PRESENTATION IN JERSEY AND IT MUST BE DISTINCTLY UNDERSTOOD THAT THE JERSEY FINANCIAL SERVICES COMMISSION DOES NOT ACCEPT ANY RESPONSIBILITY FOR THE FINANCIAL SOUNDNESS OF OR ANY REPRESENTATIONS MADE IN CONNECTION WITH THE FUND DESCRIBED IN THIS PRESENTATION. THIS PRESENTATION IS PERSONAL TO THE PERSON TO WHOM IT IS BEING DELIVERED.
Kazakhstan
THE INFORMATION IN THIS PRESENTATION IS INTENDED SOLELY FOR THE USE OF THE INDIVIDUAL OR ENTITY TO WHOM IT IS ADDRESSED. THIS PRESENTATION DOES NOT CONSTITUTE AN INITIAL PLACEMENT OF, NOR AN OFFER TO SELL, NOR A SOLICITATION OF OFFERS TO PURCHASE, FOREIGN SECURITIES OR DERIVATIVES THEREFROM, IN THE TERRITORY OF THE REPUBLIC OF KAZAKHSTAN. THIS PRESENTATION IN WHOLE OR IN PART IS NOT AN ADVICE, RECOMMENDATION OR ADVERTISEMENT TO PURCHASE INTERESTS THAT MAY BE ISUUED BY THE FUND. INFORMATION IN THIS PRESENTATION SHOULD NOT BE CONSTRUED AS AN OFFER OR INVITATION TO MAKE OFFERS FOR PURPOSES OF ARTICLE 395 OF THE CIVIL CODE OF THE REPUBLIC OF KAZAKHSTAN.
Kuwait
THIS PRESENTATION IS NOT FOR GENERAL CIRCULATION TO THE PUBLIC IN KUWAIT. THE INTERESTS DESCRIBED IN THIS PRESENTATION HAVE NOT BEEN LICENSED FOR OFFERING IN KUWAIT BY THE KUWAIT CAPITAL MARKETS AUTHORITY OR ANY OTHER RELEVANT KUWAITI GOVERNMENT AGENCY. THE OFFERING OF THE INTERESTS DESCRIBED IN THIS PRESENTATION IN KUWAIT ON THE BASIS OF A PRIVATE PLACEMENT OR PUBLIC OFFERING IS, THEREFORE, RESTRICTED IN ACCORDANCE WITH LAW NO. 7 OF 2010 AND THE BYLAWS THERETO (AS AMENDED). NO PRIVATE OR PUBLIC OFFERING OF THE INTERESTS DESCRIBED IN THIS PRESENTATION IS BEING MADE IN KUWAIT, AND NO AGREEMENT RELATING TO THE SALE OF THE INTERESTS DESCRIBED IN THIS PRESENTATION WILL BE CONCLUDED IN KUWAIT. NO MARKETING OR SOLICITATION OR INDUCEMENT ACTIVITIES ARE BEING USED TO OFFER OR MARKET THE INTERESTS DESCRIBED IN THIS PRESENTATION IN KUWAIT.
Monaco
THE FUND DESCRIBED IN THIS PRESENTATION MAY NOT BE OFFERED OR SOLD TO THE PUBLIC IN MONACO OTHER THAN BY A MONACO BANK, A DULY AUTHORIZED MONEGASQUE INTERMEDIARY OR TO AN INSTITUTIONAL INVESTOR UNDER MONACO FINANCIAL ACTIVITIES LAWS.
RECIPIENTS OF THIS PRESENTATION THAT ARE DOMICILED IN MONACO CONFIRM THAT THEY ARE FLUENT IN ENGLISH AND EXPRESSLY WAIVE ALL CLAIMS ON THE BASIS OF MISUNDERSTANDING THIS PRESENTATION BECAUSE IT IS WRITTEN IN ENGLISH AND A FRENCH TRANSLATION HAS NOT BEEN MADE AVAILABLE.
LES DESTINATAIRES DU PRESENT DOCUMENT RECONNAISSENT ETRE A MEME D’EN PRENDRE CONNAISSANCE EN LANGUE ANGLAISE ET RENONCENT EXPRESSEMENT A TOUT RECOURS FONDE SUR UNE MAUVAISE COMPREHENSION DE LA LANGUE UTILISEE DANS CE DOCUMENT ET A UNE TRADUCTION FRANÇAISE.
Oman
THE INFORMATION CONTAINED IN THIS PRESENTATION NEITHER CONSTITUTES A PUBLIC OFFER OF SECURITIES IN THE SULTANATE OF OMAN AS CONTEMPLATED BY THE LAW OF COMMERCIAL COMPANIES (ROYAL DECREE 18/2019) OR THE SECURITIES LAW (ROYAL DECREE 46/2022), NOR DOES IT CONSTITUTE AN OFFER TO SELL, OR THE SOLICITATION OF ANY OFFER TO BUY NON-OMANI SECURITIES IN THE SULTANATE OF OMAN AS CONTEMPLATED BY ARTICLE 139 OF THE EXECUTIVE REGULATIONS TO THE CAPITAL MARKET LAW (ISSUED BY DECISION NO.1/2009). ADDITIONALLY, THIS PRESENTATION IS NOT INTENDED TO LEAD TO THE CONCLUSION OF ANY CONTRACT OF WHATSOEVER NATURE WITHIN THE TERRITORY OF THE SULTANATE OF OMAN.
Qatar
THIS PRESENTATION IS PROVIDED ON AN EXCLUSIVE BASIS TO THE SPECIFICALLY INTENDED RECIPIENT THEREOF, UPON THAT PERSON’S REQUEST AND INITIATIVE, AND FOR THE RECIPIENT’S PERSONAL USE ONLY.
NOTHING IN THIS PRESENTATION CONSTITUTES, IS INTENDED TO CONSTITUTE, SHALL BE TREATED AS CONSTITUTING OR SHALL BE DEEMED TO CONSTITUTE, ANY OFFER OR SALE OF SECURITIES IN THE STATE OF QATAR OR IN THE QATAR FINANCIAL CENTRE OR THE INWARD MARKETING OF SECURITIES OR AN ATTEMPT TO DO BUSINESS, AS A BANK, AN INVESTMENT COMPANY OR OTHERWISE IN THE STATE OF QATAR OR IN THE QATAR FINANCIAL CENTRE OTHER THAN IN COMPLIANCE WITH ANY LAWS APPLICABLE IN THE STATE OF QATAR OR IN THE QATAR FINANCIAL CENTRE GOVERNING THE ISSUE, OFFERING AND SALE OF SECURITIES OR INTERESTS IN A FUND.
THIS PRESENTATION AND THE INSTRUMENTS DESCRIBED IN THIS PRESENTATION HAVE NOT BEEN APPROVED, REGISTERED OR LICENSED BY THE QATAR CENTRAL BANK, THE QATAR FINANCIAL CENTRES REGULATORY AUTHORITY, THE QATAR FINANCIAL MARKETS AUTHORITY OR ANY OTHER REGULATOR IN THE STATE OF QATAR.
RECOURSE AGAINST THE DEALER, AND THOSE INVOLVED WITH IT, MAY BE LIMITED OR DIFFICULT AND MAY HAVE TO BE PURSUED IN A JURISDICTION OUTSIDE QATAR AND THE QATAR FINANCIAL CENTRE.
ANY DISTRIBUTION OF THIS PRESENTATION BY THE RECIPIENT TO THIRD PARTIES IN QATAR OR THE QATAR FINANCIAL CENTRE BEYOND THE TERMS HEREOF IS NOT AUTHORISED AND SHALL BE AT THE LIABILITY OF SUCH RECIPIENT.
Saudi Arabia
THIS PRESENTATION MAY NOT BE DISTRIBUTED IN THE KINGDOM OF SAUDI ARABIA EXCEPT TO SUCH PERSONS AS ARE PERMITTED UNDER THE INVESTMENT FUND REGULATIONS ISSUED BY THE CAPITAL MARKET AUTHORITY.
THE CAPITAL MARKET AUTHORITY DOES NOT MAKE ANY REPRESENTATION AS TO THE ACCURACY OR COMPLETENESS OF THIS PRESENTATION NOR WHETHER THE DOCUMENT IS, CLEAR, ACCURATE, AND NOT MISLEADING, AND EXPRESSLY DISCLAIMS ANY LIABILITY WHATSOEVER FOR ANY LOSS ARISING FROM, OR INCURRED IN RELIANCE UPON, ANY PART OF THIS PRESENTATION.
THE RECIPIENT OF THIS PRESENTATION SHOULD CONDUCT THEIR OWN DUE DILIGENCE ON THE ACCURACY OF THE INFORMATION RELATING TO THE INTERESTS DESCRIBED HEREIN.
IF YOU DO NOT UNDERSTAND THE CONTENTS OF THIS PRESENTATION YOU SHOULD CONSULT AN AUTHORISED FINANCIAL ADVISER.
South Korea
NEITHER THE FUND NOR THE MANAGEMENT COMPANY IS MAKING ANY REPRESENTATION WITH RESPECT TO THE ELIGIBILITY OF ANY RECIPIENTS OF THIS PRESENTATION TO ACQUIRE THE INTERESTS DESCRIBED HEREIN UNDER THE LAWS OF KOREA, INCLUDING BUT WITHOUT LIMITATION THE FOREIGN EXCHANGE TRANSACTION ACT AND REGULATIONS THEREUNDER. THE INTERESTS IN THE FUND WILL BE OFFERED AND SOLD IN SOUTH KOREA ONLY TO QUALIFIED PROFESSIONAL INVESTORS AS DEFINED IN ARTICLE 301, PARAGRAPH 2 OF THE ENFORCEMENT DECREE OF THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT (“FSCMA”), AND PURSUANT TO THE REQUIREMENTS OR APPLICABLE EXEMPTIONS UNDER THE FSCMA. THE FUND HAS NOT BEEN, AND WILL NOT BE, REGISTERED IN KOREA FOR PUBLIC OFFERING, AND THIS PRESENTATION IS NOT, AND UNDER NO CIRCUMSTANCES IS TO BE CONSTRUED AS, AN ADVERTISEMENT OR A PUBLIC OFFERING OF THE INTERESTS THEREIN IN SOUTH KOREA. NONE OF THE INTERESTS DESCRIBED IN THIS PRESENTATION MAY BE OFFERED, SOLD OR DELIVERED, OR OFFERED OR SOLD TO ANY PERSON FOR RE-OFFERING OR RESALE, DIRECTLY OR INDIRECTLY, IN KOREA OR TO ANY RESIDENT OF KOREA EXCEPT PURSUANT TO APPLICABLE LAWS AND REGULATIONS OF KOREA. FURTHER, THE INTERESTS IN THE FUND MAY NOT BE RE-SOLD TO SOUTH KOREAN RESIDENTS UNLESS THE PURCHASER OF THE INTERESTS IN THE FUND COMPLIES WITH ALL APPLICABLE REGULATORY REQUIREMENTS (INCLUDING, BUT NOT LIMITED TO, GOVERNMENTAL APPROVAL REQUIREMENTS UNDER THE FOREIGN EXCHANGE TRANSACTION LAW AND REGULATIONS THEREUNDER) IN CONNECTION WITH PURCHASE OF THE INTERESTS IN THE FUND.
Thailand
THE PRESENTATION HAS NOT BEEN APPROVED BY THE SECURITIES AND EXCHANGE COMMISSION WHICH TAKES NO RESPONSIBILITY FOR ITS CONTENTS. NO OFFER TO THE PUBLIC TO PURCHASE THE INTERESTS DESCRIBED IN THIS PRESENTATION WILL BE MADE IN THAILAND AND THIS PRESENTATION IS INTENDED TO BE READ BY THE ADDRESSEE ONLY AND MUST NOT BE PASSED TO, ISSUED TO, OR SHOWN TO THE PUBLIC GENERALLY.
Turkey
NO INFORMATION IN THIS PRESENTATION IS PROVIDED FOR THE PURPOSE OF OFFERING, MARKETING AND SALE BY ANY MEANS OF ANY CAPITAL MARKET INSTRUMENTS IN THE REPUBLIC OF TURKEY. THEREFORE, THIS PRESENTATION MAY NOT BE CONSIDERED AS AN OFFER MADE OR TO BE MADE TO RESIDENTS OF THE REPUBLIC OF TURKEY.
ACCORDINGLY NEITHER THIS PRESENTATION NOR ANY OTHER OFFERING MATERIAL RELATED TO THE OFFERING MAY BE UTILISED IN CONNECTION WITH ANY OFFERING TO THE PUBLIC WITHIN THE REPUBLIC OF TURKEY WITHOUT THE PRIOR APPROVAL OF THE TURKISH CAPITAL MARKET BOARD. HOWEVER, ACCORDING TO ARTICLE 15 (D) (II) OF THE DECREE NO. 32 THERE IS NO RESTRICTION ON THE PURCHASE OR SALE OF THE OFFERED INTERESTS BY RESIDENTS OF THE REPUBLIC OF TURKEY, PROVIDED THAT: THEY PURCHASE OR SELL SUCH OFFERED INTERESTS IN THE FINANCIAL MARKETS OUTSIDE OF THE REPUBLIC OF TURKEY; AND SUCH SALE AND PURCHASE IS MADE THROUGH BANKS, AND/OR LICENSED BROKERAGE INSTITUTIONS IN THE REPUBLIC OF TURKEY.
United Arab Emirates
APOLLO MANAGEMENT INTERNATIONAL LLP HOLDS A FINANCIAL SERVICES PERMISSION WITH NUMBER 200013 FROM THE FINANCIAL SERVICES REGULATORY AUTHORITY IN THE ABU DHABI GLOBAL MARKET (“ADGM”) FOR THE REGULATED ACTIVITY OF ARRANGING DEALS IN INVESTMENTS. THIS COMMUNICATION IS ONLY INTENDED FOR AND DIRECTED AT PROFESSIONAL CLIENTS OR MARKET COUNTERPARTIES IN THE ADGM AND NO OTHER PERSON SHOULD ACT UPON IT.
THE INFORMATION CONTAINED IN THIS PRESENTATION DOES NOT CONSTITUTE, AND IS NOT INTENDED TO CONSTITUTE, A PUBLIC OFFER OF SECURITIES IN THE UNITED ARAB EMIRATES (“UAE”) AND ACCORDINGLY SHOULD NOT BE CONSTRUED AS SUCH.
THIS PRESENTATION IS PROVIDED WITHIN THE CONTEXT OF, AND CONSTITUTES, AN EXEMPT FINANCIAL PROMOTION IN THE DIFC. THIS PRESENTATION MAY ONLY BE DISTRIBUTED TO A LIMITED NUMBER OF SOPHISTICATED INVESTORS DOMICILED IN THE REMAINDER OF THE UAE THAT ARE EXEMPT PROFESSIONAL INVESTORS, IN ACCORDANCE WITH GUIDANCE PROVIDED BY THE SECURITIES AND COMMODITIES AUTHORITY (“SCA”) OR IN ACCORDANCE WITH THE SCA RULEBOOK, EACH, AS MAY AMENDED FROM TIME TO TIME.
NEITHER THE OFFERING OF INTERESTS NOR THIS PRESENTATION HAVE BEEN APPROVED BY OR LICENSED OR REGISTERED WITH THE UAE CENTRAL BANK, THE SCA, THE DUBAI FINANCIAL SERVICES AUTHORITY, THE FINANCIAL SERVICES REGULATORY AUTHORITY OR ANY OTHER RELEVANT LICENSING AUTHORITIES OR GOVERNMENTAL AGENCIES IN THE UAE (THE “AUTHORITIES”). THEREFORE, THE AUTHORITIES ASSUME NO LIABILITY FOR ANY INVESTMENT THAT THE NAMED ADDRESSEE MAKES AS AN EXEMPT INVESTOR. THIS PRESENTATION IS FOR THE USE OF THE NAMED ADDRESSEE ONLY, WHO SHOULD CONDUCT THEIR OWN DUE DILIGENCE ON THE INTERESTS DESCRIBED IN THIS PRESENTATION, AND THIS PRESENTATION SHOULD NOT BE GIVEN OR SHOWN TO ANY OTHER PERSON (OTHER THAN EMPLOYEES, AGENTS OR CONSULTANTS ENGAGED BY THE ADDRESSEE IN CONNECTION WITH THE ADDRESSEE’S CONSIDERATION THEREOF). IF YOU DO NOT UNDERSTAND THE CONTENTS OF THIS DOCUMENT, YOU SHOULD CONSULT AN AUTHORISED FINANCIAL ADVISER.